Description

• Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
• Monitor industry practice with respect to global financial regulation.
• Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
• Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
• Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
• Matter related to regulatory trade reporting and other post-trade risk management requirements.
• Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
• Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation.

• Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
• Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
• Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
• To collaborate and partner with business stakeholders, other compliance team members and other functions.
• Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.