Description

Location: Singapore / Hong Kong

Our client is a multi-strategy investment firm that is expanding its compliance function as part of its growth plans. They are seeking a Junior Compliance Officer to support this build-out. The role offers exposure to regional compliance coverage across multiple jurisdictions and the opportunity to work closely with investment and operational teams in a collaborative environment.

Key Responsibilities

• Assist in implementing and maintaining global compliance policies and procedures.
• Conduct trade surveillance and post-trade monitoring to ensure adherence to internal and regulatory requirements.
• Monitor regulatory developments and support relevant filings and reporting.
• Participate in compliance reviews, testing, and staff training.
• Provide day-to-day compliance support to investment and trading teams.
• Support new product and market initiatives by assessing compliance implications.

Requirements

• 3-5 years of relevant experience in post-trade or pre- and post-trade compliance, regulatory reporting, operational risk management, or middle office.
• Good understanding of trade operations and its application in a compliance context.
• Analytical and inquisitive , with strong problem-solving skills and attention to detail.
• Teachable and adaptable , with the ability to learn and operate effectively in a fast-paced environment.
• Strong communication and stakeholder management skills, with professionalism and integrity.