Description

Job Title: Compliance Analyst - Genearlist

Location: London

Working style: Hybrid 50% home/office based

My client, a large asset management firm is looking to bring in a Compliance Analyst - Generalist to join the Risk and Compliance team to work broadly across regulatory compliance and monitoring.

As a Compliance Analyst, you will interact with all levels of internal stakeholders within our organisation. You will be joining an established and supportive team where will be encourage to progress and learn more about the business and will be support with further qualifications.

The Role:

• • Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
  • Maintain the Conflicts of Interest register and assisting in the management of personal account dealing using My Compliance Office.
  • Assist members of the compliance team with preparation of papers for governance and oversight committees.
  • Prepare and deliver training on key issues and regulatory changes.

Requirements:

• • Prior experience of investments activities in an asset management business within a relevant role.
  • Understanding of compliance and regulatory requirements.
  • Good experience of Word, Excel PowerPoint, Power BI.
  • Some experience within an operational asset management environment (UK or EU).
  • Knowledge of investment matters in UCITS and AIFMD.
  • Strong communication skills.
  • SI / IAQ / IMC qualified or willing to study towards with support.
  • Understanding of compliance and regulatory requirements.